How to Check for Disciplinary Actions Against Your Mortgage Broker
If you’re working with a mortgage broker, you might wonder if there’s a way to check for any past disciplinary actions against them. Here’s how you can find information and what to do if you have concerns.
Checking with State Regulators
Generally, you can check for disciplinary orders against a broker by contacting the appropriate state regulator.
NMLS Consumer Access
The NMLS (Nationwide Multistate Licensing System) Consumer Access website may likewise list some disciplinary actions against brokers. However, the NMLS Consumer Access website was experiencing technical difficulties as of March 16, 2026.
Filing a Complaint
If you are experiencing problems with your mortgage broker, you can submit a complaint to the Consumer Financial Protection Bureau (CFPB) online or by calling (855) 411-2372.