Upstox Securities: A Comprehensive Overview

Upstox Securities Private Limited is a prominent Indian financial services company offering stock brokerage, trading, and investment solutions. As a wholly-owned subsidiary of RKSV Securities India Private Limited, Upstox has rapidly gained traction in the Indian investment landscape. This article provides a detailed overview of Upstox, its regulatory standing, key contacts, and important investor information, as of March 20, 2026.

Company Details and Regulatory Information

Upstox Securities is registered with several key regulatory bodies in India:

• SEBI Registration No: INZ000315837
• NSE TM Code: 13942
• BSE TM Code: 6155
• CDSL Reg No: IN-DP-761-2024
• CIN: U65100DL2021PTC376860

RKSV Commodities India Private Limited, an associate of RKSV Securities India Private Limited, also holds a SEBI Registration No.: INZ000015837 and MCX TM Code: 46510.

Key Contacts and Addresses

Investors and stakeholders can reach Upstox and RKSV through the following channels:

Upstox Securities Private Limited

• Compliance Officer: Mr. Kapil Jaikalyani
• Tel No: (022) 24229920
• Email ID: compliance@upstox.com
• Registered Address: 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001

RKSV Commodities India Pvt. Ltd.

• Compliance Officer: Mr. Amit Lalan
• Tel No: (022) 24229920
• Email ID: compliance@rksv.in
• Registered Address: 807, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001
• Correspondence Address: 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013

For any complaints, investors can email complaints@upstox.com and complaints.mcx@upstox.com.

Investor Grievance Redressal

Upstox encourages investors to utilize the SEBI SCORES portal for filing complaints. The process involves registering on the portal and providing mandatory details such as name, PAN, address, mobile number, and email ID. This system aims to provide effective communication and speedy resolution of grievances.

Important Disclaimers and Investor Awareness

Upstox emphasizes the inherent risks associated with securities market investments and advises investors to carefully review all related documents before investing. The company also highlights the following:

• Brokerage charges are capped as per SEBI regulations.
• Derivatives trading carries significant risk, with 9 out of 10 individual traders in the equity Futures and Options segment incurring net losses.
• Loss-making traders often incur additional costs exceeding their trading losses.
• Mutual fund investments require careful consideration of offer documents.
• Upstox does not provide stock tips and has not authorized any third party to trade on behalf of others.

Investors are cautioned against unauthorized collective investment schemes, guaranteed returns, and sharing sensitive trading information. They are also advised to avoid unsolicited investment tips from platforms like WhatsApp, Telegram, and social media. SEBI has established an Online Dispute Resolution Portal (ODR Portal) for resolving disputes in the Indian Securities Market.

KYC and Account Security

Upstox reminds investors to update their mobile numbers and email addresses with their stockbrokers and depository participants to receive transaction alerts. Regularly checking the Consolidated Account Statement (CAS) issued by NSDL/CDSL is also recommended. KYC is a one-time process when dealing with SEBI-registered intermediaries.

Affiliations

Kapil Jaikalyani is associated with RKSV Securities India Private Limited.